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Business Scope

Business Scope

						
1. Dealing of securities on central exchange 
2. Brokerage trading of securities on central exchange
3. Dealing of over-the-counter securities
4. Brokerage trading of over-the-counter securities
5. Securities borrowing and lending
6. Brokerage trading of foreign securities – sub-broker
7. Wealth management – financial products advisory or sales services
8. Securities underwriting 
9. Introducing Broker (futures/equities)
10. Futures business
11. Other securities-related businesses approved by the regulator

Business Goals and Strategies

Cathay aims to develop and enhance internal control and audit systems that will reinforce company operations. It is also one of the company’s top priority to further develop set skills of our employees. Our ultimate goal is to strive for efficient cost control and hence maximize profitability.